Shipping Estimate
USA
- USA
- CAN
- USA
- CAN
Ships within 48 hours · Estimated delivery Jul 6 - Jul 11
Promo Codes Available:
For Your Every Summer RSVP, with Code: SUMMER15
Description
BD- Brokerage Compensation & Related Conflicts of Interest Disclosure StatementThe Brokerage Compensation & Related Conflicts of Interest Disclosure Statement is a useful part of a broker dealers disclosure requirements to retail investors under the SECs new Reg. BI and Form CRS requirements. Used to complement a firms Form CRS, this Disclosure Statement includes fourteen separate sections referencing specific compensation structures and related conflicts of interest for firms to customize based on their specific business model.
The Brokerage Compensation & Related Conflicts of Interest Disclosure Statement is a useful part of a broker-dealer’s disclosure requirements to retail investors under the SEC’s new Reg. BI and Form CRS requirements. Used to complement a firm’s Form CRS, this Disclosure Statement includes fourteen separate sections referencing specific compensation structures and related conflicts of interest for firms to customize based on their specific business model. Members also viewed Form CRS Relationship Summary Template for Broker-Dealers and Form CRS Relationship Summary Template for Dual Registrants.
Version/Update: V.2/June 11, 2020
Total Page Count/Format: 12/.docx
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy